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aris 20241231 d2

Aris Mining · ARIS filing regulatory 2025-03-31

This document is Aris Mining Corporation's annual report (Form 40-F) for the fiscal year ended December 31, 2024, filed with the SEC. It confirms the company's registration, listing, and compliance with reporting requirements. The filing includes statements on internal controls, audit committee expertise, and code of ethics, but does not contain detailed financial, production, or resource data within the provided excerpt.

Briefing

This document is Aris Mining Corporation's annual report (Form 40-F) for the fiscal year ended December 31, 2024, filed with the SEC. It confirms the company's registration, listing, and compliance with reporting requirements. The filing includes statements on internal controls, audit committee expertise, and code of ethics, but does not contain detailed financial, production, or resource data within the provided excerpt. Key points: Aris Mining Corporation is registered and listed on the NYSE American LLC under the symbol ARMN; The company filed all required reports under the Exchange Act during the preceding 12 months; As of December 31, 2024, Aris Mining had 171,034,256 outstanding common shares; Management evaluated and concluded that the company's disclosure controls and internal controls over financial reporting were effective as of December 31, 2024; No material changes in internal control over financial reporting occurred during the period; The board has determined that Mr. David Garofalo is an independent audit committee financial expert; A written code of ethics is in place, with no waivers granted during the fiscal year; The report contains forward-looking statements and outlines various risks associated with mining operations. This brief is based on the cited source artifact and is intended as a research entry point, not a replacement for the original source or EGM canonical data tables.

Source Notes

ARIS MINING CORPORATION (Exact name of registrant as specified in its charter)...Common Shares, no par value ARMN NYSE American LLC

Cover page · source

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of...

Cover page · source

Based on that evaluation, the Company’s CEO and CFO have concluded that, as of the end of the period covered by this...

Disclosure Controls and Procedures · source

The Board has determined that Mr. David Garofalo is an audit committee financial expert and is independent, as that term is defined...

Audit Committee Financial Expert · source

Extracted Document Text

This is a readable excerpt of the EGM normalized Markdown text. It helps search engines and researchers understand PDF, filing, or company-document content while the original source remains authoritative.

# aris 20241231 d2

Source: https://www.sec.gov/Archives/edgar/data/1964504/000162828025012451/aris-20241231_d2.htm
Published: 2025-03-31T00:00:00+00:00
Fetched: 2026-05-05T09:24:42.333+00:00
Source artifact: 131970d7-7901-491c-b986-c4077325b469
Normalizer input: text

## Content

# aris 20241231 d2
aris-20241231_d2     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 40-F      (Check One) ☐ Registration statement pursuant to Section 12 of the Securities Exchange Act of 1934 or   ☒ Annual report pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934   For the fiscal year ended December 31 , 2024   Commission File Number 001-41794       ARIS MINING CORPORATION (Exact name of registrant as specified in its charter)       British Columbia, Canada   1040   N/A (Province or Other Jurisdiction of   (Primary Standard Industrial   (I.R.S. Employer Incorporation or Organization)   Classification Code)   Identification No.) Suite 2400 - 1021 West Hastings St. , Vancouver , BC , Canada V6E 0C3 ( 604 ) 417-2574 (Address and telephone number of registrant’s principal executive offices) CT Corporation 28 Liberty Street New York , New York 10005 ( 212 ) 894-8940 (Name, address (including zip code) and telephone number (including area code) of agent for service in the United States) Securities registered or to be registered pursuant to Section 12(b) of the Act:   Title of Each Class:   Trading Symbol(s)   Name of Each Exchange On Which Registered: Common Shares, no par value   ARMN   NYSE American LLC Securities registered or to be registered pursuant to Section 12(g) of the Act: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None For annual reports, indicate by check mark the information filed with this form:   ☒ Annual Information Form   ☒ Audited Annual Financial Statements   Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: 171,034,256 Indicate by check mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports); and (2) has been subject to such filing requirements for the past 90 days. ☒ Yes ☐ No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ☒ Yes ☐ No Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act. Emerging growth company ☒ If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☐ If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements. ☐ Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b).                                       ☐ FORWARD LOOKING STATEMENTS Certain statements in this annual report on Form 40-F of Aris Mining Corporation (“the Company” or “Aris Mining”) constitute forward-looking information. Often, but not always, forward-looking statements use words or phrases such as: “anticipate”, “believe”, “continue”, “estimate”, “expect”, “future”, “goal”, “guidance”, “intend”, “likely”, “objective”, “opportunity”, “plan”, “possible”, “potential”, “probable”, “project”, “target” or state that certain actions, events or results “may”, “could”, “would”, “might” or “will” be taken, occur or be achieved. Such forward-looking statements, include but are not limited to statements with respect to local environmental and regulatory requirements and delays in obtaining required environmental and other licenses, changes in national and local government legislation, taxation, controls, regulations and political or economic developments, uncertainties and hazards associated with gold exploration, development and mining, risks associated with tailings and water management, risks associated with costs, supply chain disruptions, and financial risks due to changes in tariffs, trade policies, international trade disputes, or regulatory shifts, risks associated with operating in foreign jurisdictions, risks associated with capital cost estimates, dependence of operations on infrastructure, fluctuations in foreign exchange or interest rates and stock market volatility, operational and technical problems, the ability to maintain good relations with employees and labour unions, competition; reliance on key personnel, litigation risks, uncertainties relating to title to property and mineral resource and mineral reserve estimates, risks associated with acquisitions and integration, risks associated with the Company’s ability to meet its financial obligations as they fall due, volatility in the price of gold, or certain other commodities, risks that actual production may be less than estimated, risks associated with servicing indebtedness, additional funding requirements, risks associated with general economic factors, risks associated with secured debt, changes in the accessibility and availability of insurance for mining operations and property, environmental, sustainability and governance practices and performance, risks associated with climate change, risks associated with the reliance on experts outside of Canada, costs associated with the decommissioning of the Company’s properties, pandemics, epidemics and public health crises, potential conflicts of interest, uncertainties relating to the enforcement of civil liabilities and service of process outside of Canada, cyber-security risks, risks associated with operating a joint venture, risks associated with holding derivative instruments (such as credit risks, market liquidity risk and mark-to-market risk), volatility of the Company’s share price, the Company’s obligations as a public company, the Company’s ability to pay dividends in the future, as well as those factors discussed in the section entitled “Risk Factors” in the Company’s Annual Information Form for the year ended December 31, 2024 incorporated by reference herein. Although the Company has attempted to identify important factors that could cause actual results to differ materially from those contained in forward-looking information and forward-looking statements, there may be other factors that cause results not to be as anticipated, estimated or intended. There can be no assurance that such information or statements will prove to be accurate, as actual results and future events could differ materially from those anticipated in such information or statements. The forward-looking statements and forward-looking information are made as of the date hereof and the Company disclaims any obligation to update any such factors or to publicly announce the result of any revisions to any of the forward-looking statements or forward-looking information contained herein to reflect future results, unless so required by applicable securities laws. Accordingly, readers should not place undue reliance on forward-looking statements and information. The forward-looking information contained herein is presented for the purpose of assisting investors in understanding the Company’s expected financial and operational performance and results as at and for the periods ended on the dates presented in the Company’s plans and objectives and may not be appropriate for other purposes. DIFFERENCES IN UNITED STATES AND CANADIAN REPORTING PRACTICES This annual report on Form 40-F has been prepared in accordance with the requirements of the securities laws in effect in Canada, which differ in certain material respects from the disclosure requirements promulgated by the Securities and Exchange Commission (the “SEC”). For example, the terms “mineral reserve”, “proven mineral reserve”, “probable mineral reserve”, “mineral resource”, “measured mineral resource”, “indicated mineral resource” and “inferred mineral resource” are Canadian mining terms as defined in accordance with Canadian National Instrument 43-101 Standards of Disclosure for Mineral Projects and the Canadian Institute of Mining, Metallurgy and Petroleum (the “CIM”) - CIM Definition Standards on Mineral Resources and Mineral Reserves, adopted by the CIM Council, as amended. These definitions differ from the definitions in the disclosure requirements promulgated by the SEC. Accordingly, information contained in this annual report on Form 40-F, the documents attached hereto and the documents incorporated by reference herein, may not be comparable to similar information made public by U.S. companies reporting pursuant to SEC disclosure requirements. The Company prepares its financial statements, which are filed as exhibits to this annual report on Form 40-F, in accordance with International Financial Reporting Standards as issued by the International Accounting Standards Board, and therefore may not be comparable to financial statements prepared in accordance with U.S. generally accepted accounting principles. DISCLOSURE CONTROLS AND PROCEDURES A. Evaluation of disclosure controls and procedures. Disclosure controls and procedures are designed to provide reasonable assurance that (i) information required to be disclosed by the Company in reports that it files or submits to the Commission under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), is recorded, processed, summarized and reported within the time periods specified in applicable rules and forms and (ii) material information required to be disclosed in the Company’s reports filed under the Exchange Act is accumulated and communicated to the Company’s management, including its Chief Executive Officer (“CEO”) and its Chief Financial Officer (“CFO”), as appropriate, to allow for timely decisions regarding required disclosure. At the end of the period covered

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